Chow, Tak Yen 周得賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2011-09-05 | 2011-11-02 | Rep | Dealing in securities | 2011-09-05 | 2011-11-02 |
| 2 | Neuberger Berman Asia Limited | Rep | Advising on securities | 2008-12-23 | 2011-08-12 | Rep | Asset management | 2008-12-23 | 2011-08-12 | Rep | Dealing in securities | 2008-12-23 | 2011-08-12 |
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