Chu, Allan Tat Chee 朱達之
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2005-08-08 | 2009-02-02 | Rep | Advising on securities | 2005-08-08 | 2009-02-02 | Rep | Dealing in securities | 2005-08-08 | 2009-02-02 | Rep | Advising on corporate finance | 2010-08-30 | 2015-11-24 | Rep | Advising on securities | 2010-08-30 | 2015-11-24 | Rep | Dealing in securities | 2010-08-30 | 2015-11-24 | RO | Advising on corporate finance | 2015-11-24 | 2023-10-15 | RO | Advising on securities | 2015-11-24 | 2023-10-15 | RO | Dealing in securities | 2015-11-24 | 2023-10-15 |
| 2 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2023-10-30 | 2024-02-06 | RO | Advising on corporate finance | 2024-02-06 |
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