Chua, Yi Zhi Maria 蔡依芝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2010-07-15 | 2012-07-10 | Rep | Advising on securities | 2010-07-15 | 2013-02-23 | Rep | Dealing in securities | 2010-07-15 | 2013-02-23 | Rep | Advising on securities | 2017-08-29 | 2018-04-11 | Rep | Dealing in securities | 2017-08-29 | 2018-04-11 |
2 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2009-04-23 | 2010-02-16 | Rep | Dealing in securities | 2009-04-23 | 2010-02-16 |
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