Dunne, Terry K
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Advising on securities | 2015-05-18 | 2016-10-06 |
2 | China Renaissance Securities (Hong Kong) Limited | Rep | Advising on securities | 2017-12-11 | 2018-07-05 |
3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2010-03-10 | 2011-10-15 |
4 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on securities | 2011-11-15 | 2015-05-09 |
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