Gu, Hao (SFC:AXN883) 顧昊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Anbang Capital (Hong Kong) Co. Limited | Rep | Advising on corporate finance | 2015-06-15 | 2016-09-13 | Rep | Advising on securities | 2015-06-15 | 2016-09-13 | Rep | Dealing in securities | 2015-06-15 | 2016-09-13 | RO | Advising on corporate finance | 2016-09-13 | 2017-03-17 | RO | Advising on securities | 2016-09-13 | 2017-03-17 | RO | Dealing in securities | 2016-09-13 | 2017-03-17 | Rep | Advising on corporate finance | 2017-03-17 | 2017-06-06 | Rep | Advising on securities | 2017-03-17 | 2017-06-06 | Rep | Dealing in securities | 2017-03-17 | 2017-06-06 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2011-07-04 | 2015-05-30 | Rep | Advising on securities | 2011-07-04 | 2015-05-30 | Rep | Dealing in securities | 2011-07-04 | 2015-05-30 | Rep | Advising on corporate finance | 2017-07-26 | 2018-09-18 | Rep | Advising on securities | 2017-07-26 | 2018-09-18 | Rep | Dealing in securities | 2017-07-26 | 2018-09-18 |
| 3 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2018-12-10 | 2019-03-30 |
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