Harjani, Vijay Kumar Dayal
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2003-08-22 | |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2005-02-15 | |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Advising on securities | 2005-02-15 | |
| 4 | Credit Suisse Securities (Hong Kong) Limited | Rep | Asset management | 2005-02-15 | |
| 5 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2013-10-30 | |
| 6 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2005-04-14 | 2017-11-07 |
| 7 | ALETHEIA TECHNOLOGIES LIMITED | Rep | Advising on securities | 2018-08-21 | 2021-06-02 |
| 8 | Aletheia Analyst Network Limited | Rep | Advising on securities | 2021-06-04 | 2021-06-30 |
| 9 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2021-10-18 | |
| 10 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2021-10-18 |
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