Highfield, Tucker Montana
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-07-09 | 2016-07-08 | Rep | Dealing in securities | 2004-07-09 | 2016-07-08 | Rep | Advising on securities | 2005-04-14 | 2016-07-08 | RO | Advising on corporate finance | 2016-07-08 | 2018-04-14 | RO | Advising on securities | 2016-07-08 | 2018-04-14 | RO | Dealing in securities | 2016-07-08 | 2018-04-14 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2003-04-16 | 2004-05-25 | Rep | Dealing in securities | 2003-04-16 | 2004-05-25 |
| 3 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2003-04-16 | 2003-09-04 | Rep | Dealing in securities | 2003-04-16 | 2004-05-25 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2018-08-01 | 2018-11-16 | Rep | Advising on securities | 2018-08-01 | 2018-11-16 | Rep | Dealing in securities | 2018-08-01 | 2018-11-16 | RO | Advising on corporate finance | 2018-11-16 | 2023-03-06 | RO | Advising on securities | 2018-11-16 | 2023-03-06 | RO | Dealing in securities | 2018-11-16 | 2023-03-06 |
| 5 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2018-08-01 | 2018-11-16 | Rep | Advising on securities | 2018-08-01 | 2018-11-16 | Rep | Dealing in securities | 2018-08-01 | 2018-11-16 | RO | Advising on corporate finance | 2018-11-16 | 2023-03-06 | RO | Advising on securities | 2018-11-16 | 2023-03-06 | RO | Dealing in securities | 2018-11-16 | 2023-03-06 |
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