Ho, Alexander Da Yung
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2008-11-28 | 2012-08-18 | Rep | Dealing in futures contracts | 2008-11-28 | 2012-08-18 | Rep | Dealing in securities | 2008-11-28 | 2012-08-18 |
| 2 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2008-11-28 | 2009-01-21 | Rep | Dealing in futures contracts | 2008-11-28 | 2009-01-21 |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2008-11-28 | 2012-08-18 |
| 4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2008-08-21 | 2008-09-29 | Rep | Dealing in securities | 2008-08-21 | 2008-09-29 |
| 5 | LEHMAN BROTHERS FUTURES ASIA LIMITED | Rep | Dealing in futures contracts | 2008-08-27 | 2008-09-29 |
| 6 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2008-08-27 | 2008-09-29 |
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