Hong, Shaw-Shiun 洪紹勛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2009-06-09 | 2013-11-01 | Rep | Dealing in futures contracts | 2009-06-09 | 2022-08-25 | Rep | Dealing in securities | 2009-06-09 | 2022-08-25 |
| 2 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2004-08-20 | 2009-04-22 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2004-08-20 | 2009-04-22 | Rep | Dealing in securities | 2004-08-20 | 2009-04-22 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2004-08-20 | 2009-04-22 |
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