Hsu, Kevin Kai Ming 徐啟明
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2008-05-13 | 2012-07-10 | Rep | Advising on securities | 2008-05-13 | 2018-05-12 | Rep | Dealing in securities | 2008-05-13 | 2018-05-12 | Rep | Dealing in futures contracts | 2018-02-02 | 2018-05-12 | Rep | Advising on futures contracts | 2021-08-23 | 2023-12-01 | Rep | Advising on securities | 2021-08-23 | 2023-12-01 | Rep | Dealing in futures contracts | 2021-08-23 | 2023-12-01 | Rep | Dealing in securities | 2021-08-23 | 2023-12-01 | RO | Advising on futures contracts | 2023-12-01 | RO | Advising on securities | 2023-12-01 | RO | Dealing in futures contracts | 2023-12-01 | RO | Dealing in securities | 2023-12-01 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | RO | Advising on securities | 2023-12-01 | RO | Dealing in securities | 2023-12-01 |
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