Jain, Sanjay (SFC:AUW893)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | ALETHEIA TECHNOLOGIES LIMITED | Rep | Advising on securities | 2018-12-14 | 2019-05-10 |
2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2010-03-19 | 2010-04-19 | Rep | Advising on securities | 2010-05-17 | 2011-07-18 | Rep | Advising on securities | 2011-07-21 | 2014-05-20 |
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