Jim, Tommy Ching Kwok 詹政國
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2007-08-02 | 2012-07-01 | Rep | Automated trading services | 2008-11-06 | 2012-07-01 | Rep | Dealing in futures contracts | 2008-11-06 | 2012-07-01 |
2 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2007-08-02 | 2008-11-24 | Rep | Dealing in futures contracts | 2007-08-02 | 2008-11-24 |
3 | PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2012-09-18 | 2015-09-03 |
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