Karia, Karan (SFC:AXC617)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2011-04-06 | 2013-11-01 | Rep | Advising on securities | 2011-04-06 | 2014-11-14 | Rep | Dealing in futures contracts | 2011-04-06 | 2015-03-04 | Rep | Dealing in securities | 2011-04-06 | 2015-03-04 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2012-07-24 | 2015-03-04 | Rep | Automated trading services | 2013-08-22 | 2015-03-04 |
| 3 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2015-06-02 | 2016-03-04 | Rep | Advising on securities | 2015-06-02 | 2016-03-04 | Rep | Dealing in futures contracts | 2015-06-02 | 2016-03-04 | Rep | Dealing in securities | 2015-06-02 | 2016-03-04 |
| 4 | MVN ASSET MANAGEMENT LIMITED | RO | Asset management | 2017-05-24 | 2017-06-09 |
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