Kee, Chen Hou
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2010-03-24 | 2013-11-01 | Rep | Dealing in futures contracts | 2010-03-24 | 2014-01-23 | Rep | Dealing in securities | 2010-03-24 | 2014-01-23 | RO | Dealing in futures contracts | 2014-01-23 | 2017-06-13 | RO | Dealing in securities | 2014-01-23 | 2017-06-13 | Rep | Asset management | 2016-11-11 | 2017-06-13 |
2 | Credit Suisse Securities (Hong Kong) Limited | RO | Dealing in securities | 2014-12-18 | 2016-10-31 |
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