Ku, Seungha 具承河
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2009-10-30 | 2014-01-03 | Rep | Dealing in securities | 2009-10-30 | 2014-01-03 |
| 2 | CreditEase Wealth Management (HK) Limited | Rep | Advising on securities | 2015-05-22 | 2017-10-16 | Rep | Asset management | 2015-05-22 | 2017-10-16 | RO | Advising on securities | 2017-10-16 | 2023-07-18 | RO | Asset management | 2017-10-16 | 2023-07-18 |
| 3 | GCM Investments Hong Kong Limited | Rep | Advising on securities | 2014-05-16 | 2015-04-24 | Rep | Dealing in securities | 2014-05-16 | 2015-04-24 |
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