Lau, Tik Sze 劉迪詩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2011-07-04 | 2012-05-15 | Rep | Dealing in futures contracts | 2011-07-04 | 2012-05-15 | Rep | Dealing in securities | 2011-07-04 | 2012-05-15 |
| 2 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2013-03-11 | 2013-10-01 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-01-27 | 2011-04-16 |
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