Lee, Simon Chun Kit 李俊傑
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2009-06-09 | 2012-11-30 | Rep | Dealing in futures contracts | 2009-06-09 | 2012-11-30 | Rep | Dealing in securities | 2009-06-09 | 2012-11-30 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2010-11-02 | 2012-11-30 |
| 3 | UBS DERIVATIVES HONG KONG LIMITED | Rep | Advising on futures contracts | 2005-02-07 | Rep | Asset management | 2005-02-07 | Rep | Dealing in futures contracts | 2009-04-22 |
| 4 | UBS SECURITIES ASIA LIMITED | Rep | Advising on futures contracts | 2005-02-04 | Rep | Advising on corporate finance | 2005-03-24 | Rep | Advising on securities | 2005-03-24 | Rep | Asset management | 2005-03-24 | Rep | Dealing in futures contracts | 2009-04-22 | Rep | Dealing in securities | 2009-04-22 |
| 5 | UBS SECURITIES HONG KONG LIMITED | Rep | Advising on corporate finance | 2005-03-24 | Rep | Advising on securities | 2005-03-24 | Rep | Asset management | 2005-03-24 | Rep | Dealing in securities | 2009-04-22 |
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