Lee, Martin Kin Mann 李健文
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Agricole Securities (Asia) Limited | Rep | Advising on corporate finance | 2004-05-31 | Rep | Advising on securities | 2004-05-31 | Rep | Asset management | 2004-05-31 | Rep | Dealing in securities | 2006-04-08 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2006-05-02 | 2013-03-09 | Rep | Automated trading services | 2008-11-05 | 2013-03-09 | Rep | Dealing in futures contracts | 2008-11-05 | 2013-03-09 |
| 3 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2006-05-02 | 2008-11-24 | Rep | Dealing in futures contracts | 2006-05-02 | 2008-11-24 |
| 4 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2006-05-02 | 2013-03-09 |
| 5 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2013-06-10 | 2013-08-22 | RO | Dealing in securities | 2013-08-22 | 2018-12-19 | Rep | Dealing in securities | 2020-06-15 | 2022-07-20 |
| 6 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2013-06-10 | 2013-08-22 | Rep | Dealing in securities | 2013-06-10 | 2013-08-22 | RO | Dealing in futures contracts | 2013-08-22 | 2022-07-20 | RO | Dealing in securities | 2013-08-22 | 2022-07-20 |
| 7 | RBS Asia Futures Limited | Rep | Advising on futures contracts | 2004-05-31 | Rep | Asset management | 2004-05-31 | Rep | Dealing in futures contracts | 2006-04-08 |
| 8 | RBS Asia Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-05-31 | Rep | Advising on securities | 2004-05-31 | Rep | Asset management | 2004-05-31 | Rep | Dealing in securities | 2005-02-04 |
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