Lee, Suh Yung
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2012-08-08 | 2022-01-30 | Rep | Advising on corporate finance | 2012-08-08 | 2022-02-04 | Rep | Dealing in futures contracts | 2013-05-31 | 2022-01-30 | Rep | Advising on securities | 2023-03-01 | 2023-05-31 | Rep | Dealing in securities | 2023-03-01 | 2023-05-31 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2012-08-08 | 2013-08-31 | Rep | Dealing in securities | 2012-08-08 | 2013-08-31 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2008-06-30 | 2012-04-28 | Rep | Dealing in securities | 2008-06-30 | 2012-04-28 | Rep | Advising on securities | 2008-08-19 | 2012-04-28 |
| 4 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2006-11-29 | 2008-04-16 | Rep | Dealing in securities | 2006-11-29 | 2008-04-16 |
| 5 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2006-11-29 | 2008-04-16 |
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