Lee, Sam Yat Fai 李日暉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | RO | Advising on securities | 2013-09-04 | 2017-09-07 | Rep | Advising on securities | 2023-11-21 |
| 2 | China Renaissance Securities (Hong Kong) Limited | Rep | Advising on securities | 2018-10-18 | 2019-01-03 | RO | Advising on securities | 2019-01-03 | 2022-11-18 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2007-05-16 | 2012-03-01 |
| 4 | MANGO FINANCIAL LIMITED | Rep | Advising on securities | 2018-02-07 | 2018-04-30 | RO | Advising on securities | 2018-04-30 | 2018-10-09 |
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