Lee, Yik Long 李奕朗
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2009-08-27 | 2013-11-01 | Rep | Dealing in futures contracts | 2009-08-27 | 2017-01-01 | Rep | Dealing in securities | 2009-08-27 | 2017-01-01 | Rep | Advising on securities | 2009-11-24 | 2017-01-01 | Rep | Advising on securities | 2018-01-08 | 2018-12-12 | Rep | Dealing in futures contracts | 2018-01-08 | 2018-12-12 | Rep | Dealing in securities | 2018-01-08 | 2018-12-12 |
| 2 | PASSAGE INVESTMENT MANAGEMENT LIMITED | Rep | Asset management | 2021-10-20 | 2022-12-07 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2008-07-04 | 2009-07-18 | Rep | Dealing in securities | 2008-07-04 | 2009-07-18 |
| 4 | UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2008-07-04 | 2009-07-18 |
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