Leung, Kai Tong (SFC:ADU276) 梁啟棠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2006-10-13 | 2013-08-10 |
2 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on securities | 2019-06-27 | 2019-12-12 | RO | Advising on securities | 2019-12-12 | 2023-09-29 |
3 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2004-01-19 | Rep | Asset management | 2004-01-19 | Rep | Dealing in securities | 2004-01-19 | Rep | Advising on securities | 2004-10-14 |
4 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2004-10-14 | 2005-04-23 | Rep | Dealing in securities | 2004-10-26 | 2006-07-22 |
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