Leung, Kelvin Yau-teng 梁祐庭
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Privium Fund Management (HK) Limited | Rep | Asset management | 2018-02-28 | 2019-09-20 |
| 2 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2023-03-06 | Rep | Advising on securities | 2023-03-06 | Rep | Dealing in securities | 2023-03-06 |
| 3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2019-10-21 | 2022-12-02 | Rep | Dealing in securities | 2019-10-21 | 2022-12-02 |
| 4 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2019-10-21 | 2022-12-02 |
| 5 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-06-01 | 2016-04-23 | Rep | Advising on securities | 2007-06-01 | 2016-04-23 | Rep | Dealing in securities | 2007-06-01 | 2016-04-23 |
| 6 | CLSA LIMITED | Rep | Advising on securities | 2016-08-11 | 2017-05-04 | Rep | Dealing in securities | 2016-08-11 | 2017-05-04 | RO | Advising on securities | 2017-05-04 | 2017-07-18 | RO | Dealing in securities | 2017-05-04 | 2017-07-18 |
| 7 | CITIC Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2016-08-11 | 2017-05-04 | Rep | Advising on securities | 2016-08-11 | 2017-05-04 | RO | Advising on corporate finance | 2017-05-04 | 2017-07-18 | RO | Advising on securities | 2017-05-04 | 2017-07-18 |
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