Li, Alexander William 李力山
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2011-03-21 | 2013-11-01 | Rep | Dealing in futures contracts | 2011-03-21 | 2023-02-22 | Rep | Dealing in securities | 2011-03-21 | 2023-02-22 | Rep | Advising on securities | 2014-04-03 | 2017-03-10 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2012-02-16 | 2023-02-22 |
| 3 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2023-06-19 | 2023-11-29 | RO | Dealing in securities | 2023-11-29 |
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