Lilley, Jonathan Gareth (SFC:AVI570)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2010-06-15 | 2012-07-19 | Rep | Dealing in futures contracts | 2010-06-15 | 2012-07-19 | Rep | Dealing in securities | 2010-06-15 | 2012-07-19 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2010-08-27 | 2012-07-19 |
| 3 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2021-11-09 | |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2014-04-14 | 2021-07-19 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2014-04-14 | 2021-07-19 | Rep | Dealing in securities | 2014-04-14 | 2021-07-19 |
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