Lim, Shaune Siu Liang 林修良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-11-02 | 2010-09-07 | Rep | Automated trading services | 2009-11-02 | 2013-11-01 | Rep | Dealing in securities | 2009-11-02 | 2014-06-14 |
| 2 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2014-09-08 | 2018-09-17 | Rep | Dealing in securities | 2014-09-08 | 2018-09-17 |
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