Liu, Alex Sk 劉劭康
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2011-04-15 | 2013-11-01 | Rep | Dealing in futures contracts | 2011-04-15 | 2017-11-06 | Rep | Dealing in securities | 2011-04-15 | 2017-11-06 | Rep | Asset management | 2016-11-09 | 2017-12-31 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2008-04-24 | 2008-09-29 | Rep | Dealing in securities | 2008-04-24 | 2008-09-29 |
| 3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-10-09 | 2010-03-27 | Rep | Dealing in securities | 2008-10-09 | 2010-03-27 |
| 4 | Qube Research & Technologies Hong Kong Limited | Rep | Asset management | 2018-01-02 | 2018-03-09 |
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