Liu, Xing Ling 劉醒靈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2004-04-21 | 2013-01-15 | Rep | Advising on securities | 2004-04-21 | 2013-01-15 | Rep | Dealing in securities | 2005-04-14 | 2013-01-15 |
2 | LUNAR CAPITAL MANAGEMENT LIMITED | Rep | Advising on securities | 2020-10-05 | 2020-10-06 |
3 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-10-23 | 2023-06-13 |
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