Lo, Tsz Kwan (SFC:API274) 盧芷君
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2009-08-31 | 2022-03-18 | Rep | Dealing in futures contracts | 2013-02-18 | 2022-03-18 |
| 2 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-07-30 | 2009-07-18 |
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