Lu, Yue (SFC:AGX670) 逯悅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASIA DEBT MANAGEMENT HONG KONG LIMITED | Rep | Asset management | 2019-10-21 | 2023-06-07 |
| 2 | BlackRock Asset Management North Asia Limited | Rep | Asset management | 2023-09-28 | Rep | Advising on securities | 2024-02-07 | Rep | Dealing in securities | 2024-02-07 |
| 3 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2003-10-10 | Rep | Asset management | 2003-10-10 | Rep | Automated trading services | 2003-10-10 | Rep | Advising on corporate finance | 2005-10-31 | Rep | Dealing in securities | 2005-10-31 |
| 4 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2003-10-17 | 2005-10-31 |
| 5 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-02-21 | 2012-07-10 | Rep | Advising on securities | 2007-02-21 | 2017-04-01 | Rep | Dealing in securities | 2007-02-21 | 2017-04-01 |
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