Mathur, Rajnish Dayal
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2008-01-15 | 2016-12-08 | Rep | Automated trading services | 2008-11-06 | 2013-11-01 | Rep | Dealing in futures contracts | 2008-11-06 | 2016-12-08 | RO | Advising on securities | 2016-12-08 | RO | Dealing in futures contracts | 2016-12-08 | RO | Dealing in securities | 2016-12-08 |
| 2 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2008-01-15 | 2008-11-24 | Rep | Dealing in futures contracts | 2008-01-15 | 2008-11-24 |
| 3 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2010-09-15 | 2016-12-08 | Rep | Automated trading services | 2013-08-22 | 2016-12-08 | RO | Dealing in securities | 2016-12-08 | RO | Automated trading services | 2016-12-08 | 2024-01-03 | RO | Advising on securities | 2023-06-20 |
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