Mookim, Sanjay Kumar
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2010-03-19 | 2010-04-19 | Rep | Advising on securities | 2010-08-04 | 2010-09-04 | Rep | Advising on securities | 2011-02-22 | 2015-05-30 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2015-12-09 | 2015-12-11 | Rep | Dealing in securities | 2015-12-09 | 2015-12-11 | Rep | Advising on securities | 2016-04-13 | 2016-04-15 | Rep | Dealing in securities | 2016-04-13 | 2016-04-15 | Rep | Advising on securities | 2016-09-22 | 2016-09-28 | Rep | Dealing in securities | 2016-09-22 | 2016-09-28 | Rep | Advising on securities | 2017-01-24 | 2017-01-27 | Rep | Dealing in securities | 2017-01-24 | 2017-01-27 | Rep | Advising on securities | 2017-06-20 | 2017-06-23 | Rep | Dealing in securities | 2017-06-20 | 2017-06-23 | Rep | Advising on securities | 2017-10-20 | 2017-10-27 | Rep | Dealing in securities | 2017-10-20 | 2017-10-27 | Rep | Advising on securities | 2018-01-19 | 2018-01-26 | Rep | Dealing in securities | 2018-01-19 | 2018-01-26 | Rep | Advising on securities | 2018-05-18 | 2018-05-29 | Rep | Advising on securities | 2018-11-27 | 2018-12-06 | Rep | Advising on securities | 2019-02-25 | 2019-03-01 | Rep | Advising on securities | 2019-07-26 | 2019-08-06 | Rep | Advising on securities | 2020-01-17 | 2020-01-24 |
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