Neruda, Georgia Stephanie Stevens
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2010-06-11 | 2012-06-22 | Rep | Automated trading services | 2010-09-14 | 2012-06-22 | Rep | Dealing in futures contracts | 2011-12-30 | 2012-06-22 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2011-12-30 | 2012-06-22 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2007-08-01 | 2009-01-09 | Rep | Advising on securities | 2007-08-01 | 2009-01-09 | Rep | Dealing in securities | 2007-08-01 | 2009-01-09 |
| 4 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2007-08-01 | 2009-01-09 | Rep | Advising on securities | 2007-08-01 | 2009-01-09 | Rep | Dealing in securities | 2007-08-01 | 2009-01-09 |
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