Ng, Ka Hing (SFC:ACU882) 伍家興
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI COMMODITIES & FUTURES LIMITED | Rep | Dealing in futures contracts | 2005-06-10 | 2006-05-11 |
| 2 | BOCI SECURITIES LIMITED | Rep | Dealing in securities | 2005-06-10 | 2006-05-11 | Rep | Dealing in futures contracts | 2005-10-13 | 2006-05-11 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2006-05-23 | 2013-10-12 | Rep | Automated trading services | 2008-11-05 | 2013-10-12 | Rep | Dealing in futures contracts | 2008-11-05 | 2013-10-12 |
| 4 | Credit Suisse Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2006-05-23 | 2008-11-24 | Rep | Automated trading services | 2006-05-24 | 2008-11-24 |
| 5 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2006-05-23 | 2013-10-12 | Rep | Automated trading services | 2013-09-04 | 2013-10-12 |
| 6 | DEUTSCHE FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2004-06-24 | |
| 7 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Advising on corporate finance | 2004-01-08 | Rep | Asset management | 2004-01-08 | Rep | Advising on securities | 2004-04-16 | Rep | Dealing in securities | 2005-05-10 | Rep | Dealing in futures contracts | 2004-06-24 | 2005-05-10 |
| 8 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2015-06-04 | 2016-03-01 | RO | Dealing in securities | 2016-03-01 | 2017-09-26 |
| 9 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2015-06-04 | 2016-03-01 | Rep | Dealing in securities | 2015-06-04 | 2016-03-01 | RO | Dealing in futures contracts | 2016-03-01 | 2017-09-26 | RO | Dealing in securities | 2016-03-01 | 2017-09-26 |
| 10 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2014-02-11 | 2015-04-17 |
| 11 | Ovata Capital Management Limited | Rep | Asset management | 2018-03-16 | 2022-11-11 |
| 12 | SG SECURITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2023-02-17 | 2023-12-22 | Rep | Dealing in securities | 2023-02-17 | 2023-12-22 |
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