Ng, Eddie Tao 吳濤
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in futures contracts | 2023-01-30 | Rep | Dealing in securities | 2023-01-30 |
| 2 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2003-10-10 | Rep | Advising on securities | 2003-10-10 | Rep | Asset management | 2003-10-10 | Rep | Automated trading services | 2003-10-10 | Rep | Dealing in securities | 2007-06-22 |
| 3 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Advising on futures contracts | 2003-10-10 | Rep | Asset management | 2003-10-10 | Rep | Dealing in futures contracts | 2007-06-22 | Rep | Dealing in securities | 2003-10-17 | 2007-06-22 |
| 4 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2007-08-22 | 2017-03-28 | Rep | Automated trading services | 2008-11-05 | 2013-11-01 | Rep | Dealing in futures contracts | 2008-11-05 | 2017-03-28 |
| 5 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2007-08-22 | 2008-11-24 | Rep | Dealing in futures contracts | 2007-08-22 | 2008-11-24 |
| 6 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2007-08-22 | 2017-03-28 | Rep | Automated trading services | 2013-08-22 | 2017-03-28 |
| 7 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2017-07-10 | 2019-12-03 | Rep | Dealing in securities | 2017-07-10 | 2019-12-03 |
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