Ngai, Ben Pun 倪彬
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on corporate finance | 2004-11-11 | 2007-08-23 | Rep | Dealing in securities | 2004-11-11 | 2007-08-23 | Rep | Advising on corporate finance | 2022-08-29 | Rep | Dealing in securities | 2022-08-29 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in securities | 2004-11-11 | 2007-08-23 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-10-22 | 2012-12-08 | Rep | Dealing in securities | 2007-10-22 | 2012-12-08 | Rep | Advising on securities | 2007-11-13 | 2012-12-08 |
| 4 | RBS Asia Corporate Finance Limited | Rep | Advising on corporate finance | 2004-10-09 | Rep | Advising on securities | 2004-10-09 | Rep | Asset management | 2004-10-09 | Rep | Dealing in securities | 2004-10-09 |
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