Pan, Yingshi (SFC:APL915) 潘英世
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-08-27 | 2012-07-10 | Rep | Advising on securities | 2007-08-27 | 2014-04-26 | Rep | Dealing in securities | 2007-08-27 | 2014-04-26 |
| 2 | DSG Asset Management (HK) Company Limited | Rep | Asset management | 2018-07-26 | 2019-07-11 | RO | Asset management | 2019-07-11 |
| 3 | DSG Securities (Hong Kong) Limited | Rep | Advising on securities | 2017-07-24 | 2018-01-04 | Rep | Dealing in securities | 2017-07-24 | 2018-01-04 | RO | Dealing in securities | 2018-01-04 | 2022-07-18 | RO | Advising on securities | 2018-01-04 | 2023-09-30 |
| 4 | Goldstream Capital Management Limited | Rep | Advising on securities | 2015-05-04 | 2015-11-13 |
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