Pang, Lai Chi 彭勵志
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2013-10-31 | 2016-03-01 | Rep | Dealing in securities | 2013-10-31 | 2016-03-01 | Rep | Advising on securities | 2015-06-25 | 2016-03-01 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2011-04-07 | 2013-03-19 | Rep | Advising on securities | 2011-04-07 | 2013-03-19 | Rep | Dealing in securities | 2011-04-07 | 2013-03-19 | Rep | Advising on corporate finance | 2018-08-28 | 2023-08-08 | Rep | Advising on securities | 2018-08-28 | 2023-08-08 | Rep | Dealing in securities | 2018-08-28 | 2023-08-08 |
| 3 | PIPER JAFFRAY ASIA LIMITED | Rep | Advising on corporate finance | 2010-08-31 | 2011-03-19 |
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