Pradeep, Vasundhara
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2010-06-24 | 2016-04-27 | Rep | Dealing in futures contracts | 2015-12-21 | 2016-12-01 | RO | Dealing in securities | 2016-04-27 | 2016-12-01 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2015-12-21 | 2016-12-01 |
| 3 | UBS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2005-05-09 | 2010-04-19 |
| 4 | VARDE PARTNERS HONG KONG LIMITED | Rep | Dealing in securities | 2019-05-15 | 2021-02-28 |
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