Pratt, Michael Charles Harding Kayas (SFC:AEK878)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2005-03-08 | 2014-02-28 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2006-03-10 | 2014-02-28 | Rep | Automated trading services | 2013-08-22 | 2014-02-28 |
| 3 | Jefferies Hong Kong Limited | Rep | Dealing in securities | 2021-11-18 | 2022-03-08 | RO | Dealing in securities | 2022-03-08 | 2023-04-24 |
| 4 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2014-05-28 | 2015-07-09 | RO | Dealing in securities | 2015-07-09 | 2021-07-14 |
| 5 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2014-05-28 | 2015-07-09 | Rep | Dealing in futures contracts | 2014-05-28 | 2021-07-14 | RO | Dealing in securities | 2015-07-09 | 2021-07-14 |
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