Ras, Andrew Abbott
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2003-04-10 | 2014-03-14 | Rep | Dealing in futures contracts | 2013-06-03 | 2014-03-14 |
| 2 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2013-06-03 | 2014-03-14 |
| 3 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2014-06-09 | 2014-07-31 | Rep | Dealing in securities | 2014-06-09 | 2014-07-31 |
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