Seddon, James Edward
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | MIZUHO SECURITIES ASIA LIMITED | Rep | Advising on securities | 2021-12-29 | 2022-01-24 |
2 | Segantii Capital Management Limited | Rep | Asset management | 2022-03-04 | |
3 | Credit Suisse Futures (Hong Kong) Limited | Rep | Automated trading services | 2008-06-25 | 2008-11-24 |
4 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2008-11-11 | 2013-11-01 |
5 | Credit Suisse Securities (Hong Kong) Limited | Rep | Automated trading services | 2013-09-04 | 2018-12-01 |
6 | Credit Suisse Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-06-25 | 2008-11-24 |
7 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2008-11-11 | 2018-12-01 |
8 | Credit Agricole Securities (Asia) Limited | Rep | Dealing in securities | 2006-04-04 | 2008-05-01 |
9 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2008-05-21 | 2018-12-01 |
10 | Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2008-05-21 | 2018-12-01 |
11 | MIZUHO SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2021-12-29 | 2022-01-24 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy