Shan, Li (SFC:AQD832) 單莉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2007-12-14 | 2008-09-05 |
| 2 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2007-12-14 | 2008-09-05 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2008-10-27 | 2010-03-15 |
| 4 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2008-10-27 | 2010-03-15 |
| 5 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2010-06-21 | 2019-08-16 |
| 6 | China Renaissance Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2019-08-28 | 2021-01-29 |
| 7 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2007-12-14 | 2008-09-05 |
| 8 | Merrill Lynch Far East Limited | Rep | Advising on securities | 2007-12-14 | 2008-09-05 |
| 9 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2008-10-27 | 2010-03-15 |
| 10 | Merrill Lynch Far East Limited | Rep | Advising on securities | 2008-10-27 | 2010-03-15 |
| 11 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2010-06-21 | 2019-08-16 |
| 12 | China Renaissance Securities (Hong Kong) Limited | Rep | Advising on securities | 2019-08-28 | 2021-01-29 |
| 13 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2007-12-14 | 2008-09-05 |
| 14 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2007-12-14 | 2008-09-05 |
| 15 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2008-10-27 | 2010-03-15 |
| 16 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2008-10-27 | 2010-03-15 |
| 17 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2010-06-21 | 2019-08-16 |
| 18 | China Renaissance Securities (Hong Kong) Limited | Rep | Dealing in securities | 2019-08-28 | 2021-01-29 |
| 19 | China Renaissance Securities (Hong Kong) Limited | RO | Advising on corporate finance | 2021-01-29 | 2021-06-04 |
| 20 | China Renaissance Securities (Hong Kong) Limited | RO | Advising on securities | 2021-01-29 | 2021-06-04 |
| 21 | China Renaissance Securities (Hong Kong) Limited | RO | Dealing in securities | 2021-01-29 | 2021-06-04 |
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