Shen, Chong 沈翀

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SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 Credit Suisse (Hong Kong) Limited Rep Advising on corporate finance 2009-07-08 2012-12-09
BOCI ASIA LIMITED Rep 2013-08-02 2015-11-09
Huarong International Securities Limited Rep 2016-02-04 2016-07-11
Huarong International Capital Limited (HK) Rep 2016-07-12 2016-12-31
Ping An of China Capital (Hong Kong) Company Limited Rep 2017-04-12 2018-02-06
Ping An of China Capital (Hong Kong) Company Limited RO 2018-02-06 2018-03-24
2 Credit Suisse (Hong Kong) Limited Rep Advising on securities 2009-07-08 2012-12-09
BC Global Asset Management Limited Rep 2018-09-17 2019-01-02
SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED RO 2020-06-18
3 BC Global Asset Management Limited Rep Asset management 2018-09-17 2019-01-02
BC Global Asset Management Limited Rep 2019-10-21 2020-03-12
SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED Rep 2020-05-19 2020-06-18
SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED RO 2020-06-18
4 Credit Suisse (Hong Kong) Limited Rep Dealing in securities 2009-07-08 2012-12-09
Huarong International Securities Limited Rep 2016-02-04 2016-11-22
Huarong International Capital Limited (HK) Rep 2016-07-12 2016-12-31
Huarong International Securities Limited RO 2016-11-22 2016-12-31
Huarong International Securities Limited Rep 2016-12-31 2016-12-31
PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED Rep 2017-04-12 2018-03-24
BC Global Asset Management Limited Rep 2018-08-23 2019-01-02

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