Shenk, Scott Martin
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Automated trading services | 2011-05-04 | 2013-11-01 |
| 2 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2011-05-04 | 2015-11-10 | Credit Suisse (Hong Kong) Limited | RO | 2015-11-10 | 2022-08-05 | UBS SECURITIES ASIA LIMITED | Rep | 2024-01-24 | 2024-02-02 | UBS SECURITIES HONG KONG LIMITED | Rep | 2024-01-24 | 2024-02-02 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2011-05-04 | 2022-08-05 | Credit Suisse Securities (Hong Kong) Limited | Rep | 2011-05-04 | 2022-08-05 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy