Shi, Jinjing 史晉京
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2010-06-24 | 2012-04-03 | Rep | Advising on securities | 2010-06-24 | 2012-04-03 | Rep | Dealing in securities | 2010-06-24 | 2012-04-03 |
| 2 | CSI Corporate Finance (HK) Limited | Rep | Advising on corporate finance | 2009-09-17 | 2009-10-12 | Rep | Advising on securities | 2009-09-17 | 2009-10-12 | RO | Advising on corporate finance | 2009-10-12 | 2010-06-07 | RO | Advising on securities | 2009-10-12 | 2010-06-07 | RO | Dealing in securities | 2009-10-12 | 2010-06-07 |
| 3 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-06-25 | 2021-10-29 |
| 4 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2018-06-25 | 2021-10-29 | Rep | Dealing in securities | 2019-12-13 | 2021-10-29 |
| 5 | LAZARD ASIA (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2005-08-24 | 2005-11-10 | RO | Advising on corporate finance | 2005-11-10 | 2009-05-18 | RO | Advising on securities | 2005-11-10 | 2009-05-18 |
| 6 | RBS Asia Corporate Finance Limited | Rep | Advising on securities | 2005-01-24 | Rep | Asset management | 2005-01-24 | Rep | Advising on corporate finance | 2005-06-17 | Rep | Dealing in securities | 2005-06-17 |
| 7 | SF Partners Limited (HK) | RO | Advising on securities | 2014-01-28 | 2017-05-31 |
| 8 | WINNINGTON CAPITAL LIMITED | Rep | Advising on securities | 2012-09-27 | 2013-05-26 |
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