Sim, Emily Shao Hua 沈曉華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2010-01-15 | 2017-07-06 | Rep | Automated trading services | 2010-09-14 | 2013-11-01 | Rep | Dealing in futures contracts | 2014-09-29 | 2017-07-06 |
2 | PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED | Rep | Dealing in securities | 2017-08-24 |
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