Sivasubramaniam, Sivasakthi D/O
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2010-03-19 | 2010-05-20 | Rep | Advising on securities | 2010-05-28 | 2010-06-28 | Rep | Advising on securities | 2010-07-22 | 2018-11-17 |
2 | UBS SECURITIES ASIA LIMITED | Rep | Advising on securities | 2006-11-20 | 2008-03-04 |
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