Smith, Dominic Anthony
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2010-07-23 | 2015-07-29 |
| 2 | Macquarie Asia Securities Limited | Rep | Dealing in securities | 2020-11-30 | |
| 3 | MACQUARIE CAPITAL LIMITED | Rep | Dealing in securities | 2017-08-29 | 2021-01-04 |
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