Sodha, Vishal Pravin
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in securities | 2007-10-31 | 2009-06-12 |
| 2 | CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED | Rep | Dealing in futures contracts | 2007-10-31 | 2009-06-12 |
| 3 | Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2009-08-18 | 2010-09-07 | Rep | Automated trading services | 2009-08-18 | 2012-03-10 | Rep | Dealing in securities | 2009-08-18 | 2012-03-10 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in securities | 2012-06-11 | 2017-04-10 |
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